13-Hour Program

See Credit Details Below

Overview

At the beginning of each year, PLI presents in cooperation with the U.S. Securities and Exchange Commission The SEC Speaks program, providing an essential update on the current initiatives at the Commission, as well as the priorities for the coming year. In this unique program, you will hear remarks by the Chairman, and Commissioners, and Investor Advocate, as well as panel discussions by senior staff at the Divisions of Corporation Finance, Economic and Risk Analysis, Enforcement, Investment Management, and Trading and Markets, and the Offices of the Chief Accountant, General Counsel, Compliance Inspections and Examinations, Municipal Securities, Credit Ratings, and International Affairs. You will also hear commentary from former Chairmen and Commissioners in the smaller breakout workshop sessions. 

The below video and audio workshops are included as part of your purchase of The SEC Speaks in 2016 full On-Demand program. To purchase the full On-Demand program along with the two audio recordings, click here.

*To purchase Corporation Finance and/or Compliance Inspections and Examinations separately, click on the title below.

(Video) Workshop: Enforcement

(Video) Workshop: Investment Management

(Audio) Workshop: Corporation Finance*

(Audio) Workshop: Compliance Inspections and Examinations*

 
Who Should Attend

Securities and corporate attorneys in private practice or in-house, CEOs, CFOs, and others in senior management involved in decision-making impacted by securities laws.

 

Credit Details