On-Demand   On-Demand Web Programs

Fifteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice

Released on: Feb. 3, 2016
Running Time: 11:35:25

Running Time Segment Title Faculty Format
[01:02:07] New U.S. Rulemaking and Impact on Foreign Private Issuers Keith F Higgins ~ Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
Edward A Bibko ~ Baker & McKenzie LLP
Christopher J Walton ~ Clifford Chance LLP
Edward F Greene ~ Cleary Gottlieb Steen & Hamilton LLP
Thomas Vita ~ Norton Rose Fulbright LLP
On-Demand MP3 MP4
[01:02:38] Executing Capital Markets Deals Across the US and Europe James C Scoville ~ Debevoise & Plimpton LLP
Natalia Nicolaidis ~ Managing Director, Credit Suisse
Cecil D Quillen III ~ Linklaters LLP
Sarah Murphy ~ Freshfields Bruckhaus Deringer LLP
Mandy DeFilippo ~ Managing Director, Global Capital Markets, Morgan Stanley
On-Demand MP3 MP4
[00:59:21] Regulatory Developments Affecting the Capital Markets in Europe Hans Hack ~ Managing Director, Head of Financial Services, FTI Consulting
Peter Hahn ~ Senior Lecturer, Cass Business School
Joanna Perkins ~ Chief Executive, Financial Markets Law Committee
John W Banes ~ Davis Polk & Wardwell LLP
Joost Schutte ~ De Brauw Blackstone Westbroek
On-Demand MP3 MP4
[01:02:19] The View from In-House: Conflicts and Franchise Management Bob Hoyt ~ Group General Counsel, Barclays PLC
Bradley J Gans ~ Chief Legal Officer, Europe, Middle East & Africa, Citi
Richard H Walker ~ Vice Chairman, Deutsche Bank AG
John Tribolati ~ Managing Director and EMEA General Counsel, JP Morgan Chase
Andrew J Bagley ~ EMEA General Counsel, Goldman Sachs International
Sajid F Hussein ~ General Counsel, EMEA, Bank of America Merrill Lynch
On-Demand MP3 MP4
[01:02:45] Accounting and Auditing Developments for 2016 James V Schnurr ~ Chief Accountant, Office of the Chief Accountant, U.S. Securities and Exchange Commission
John W White ~ Cravath, Swaine & Moore LLP
Mary B Tokar ~ Member, International Accounting Standards Board
Michael J Gallagher ~ Managing Partner, Assurance Quality, PwC
On-Demand MP3 MP4
[01:01:30] Enforcement Priorities and Programmes Impacting European Issuers Mark Steward ~ Director of Enforcement and Market Oversight, Financial Conduct Authority
Satnam Tumani ~ Kirkland & Ellis LLP
David B Fein ~ Group General Counsel, Standard Chartered PLC
Simon Dodds ~ Deputy General Counsel, Deutsche Bank AG
Andrew Weissmann ~ Chief, Fraud Section, Criminal Division, U.S.Department of Justice
On-Demand MP3 MP4
[01:02:06] Developments in Securities Litigation for Corporate Lawyers Simon Clarke ~ Herbert Smith Freehills LLP
Peter Castellon ~ Proskauer Rose LLP
Daniel Bushner ~ EMEA AML and Sanctions Counsel, Citi International
Mark Bicknell ~ EMEA Capital Markets Counsel, Managing Director and Associate General Counsel, Bank of America Merrill Lynch
Mark S Bergman ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
On-Demand MP3 MP4
[00:59:39] Leveraged Finance: Market Update and Key Trends Mark Danzey ~ Director, KKR Capital Markets
Yasmine Bassili ~ Managing Director, Goldman Sachs International
Jake Keaveny ~ Allen & Overy LLP
Nicholas J Shaw ~ Simpson Thacher & Bartlett LLP
James P Burnett ~ Latham & Watkins LLP
On-Demand MP3 MP4
[01:12:38] Developments in Mergers & Acquisitions Frances Murphy ~ Slaughter and May
Richard C Morrissey ~ Sullivan & Cromwell LLP
Charles Martin ~ Macfarlanes LLP
Heleen Kersten ~ Stibbe
Philip Yates ~ Parella Weinberg Partners UK LLP
Lorenzo Corte ~ Skadden, Arps, Slate, Meagher & Flom (U.K.) LLP
On-Demand MP3 MP4
[00:59:21] Ethical Issues for the Transaction Lawyer in a Global Practice Stephanie Pagni ~ Managing Director, Global Head Litigation, Investigations & Enforcement , Barclays Legal
Robert H Mundheim ~ Professor of Corporate Law and Finance, University of Arizona Law School,
Robert Evans III ~ Shearman & Sterling LLP
Hans-Michael Giesen ~ Giesen Heidbrink
On-Demand MP3 MP4

We are proud to present Practising Law Institute’s Fifteenth Annual Institute on Securities Regulation in Europe, the most comprehensive securities programme available in Europe, with a unique focus on the application of U.S. securities law in the EU.  This Institute will provide the important U.S. perspective relevant to UK and European practice, featuring leading practitioners active in the U.S. and Europe, as well as company management, investment bankers and in-house counsel.  We also will have important government regulators from the U.S. and the UK presenting on the latest developments and participating in the panels.

This year’s programme will focus on new U.S. rulemaking and the implications on market developments and practice for companies and financial institutions across Europe, the U.S. and further afield.  We will also take an in-depth look at the current state of the European equity capital markets and regulatory developments affecting those markets, and provide a practical update on recent accounting and auditing developments.  Our prominent in-house panel will focus on conflicts and franchise management, using hypotheticals to review real-world scenarios and offer best practices for both in-house counsel and those advising them.  This year’s programme will also include a new emphasis on enforcement efforts both in the U.S. and across Europe, with a panel on enforcement priorities and the approaches of the relevant regulatory agencies, as well as panel focused on securities litigation developments important to transactional attorneys and corporate counsel.  The leveraged finance market remains central to much of the cross-border deal execution in Europe, and a panel of legal practitioners and bankers will cover the latest developments.  The M&A business has been recovering strongly and the programme will include a detailed discussion of the latest issues impacting the M&A market.  You will come away with the latest information and best practices to use in service of your clients.

The Fifteenth Annual Institute on Securities Regulation in Europe will be the most important and comprehensive securities conference that you can view in 2016. This conference is crucial for corporate and securities lawyers in private practice and in-house, CEOs, CFOs, CIOs and others in senior management whose decisions are affected by securities laws, and by cross-border mergers & acquisitions, private equity and shareholder activists.

Lecture Topics  [Total time 11:35:25]

Segments with an asterisk (*) are available only with the purchase of the entire program.


  • Welcome, Opening Remarks and Introduction* [00:02:19]
  • Keynote Address [00:33:31]
    Keith F. Higgins
  • New U.S. Rulemaking and Impact on Foreign Private Issuers [01:02:07]
    Edward F. Greene, Thomas Vita, Edward A. Bibko, Christopher J. Walton, Keith F. Higgins
  • Executing Capital Markets Deals Across the US and Europe [01:02:38]
    Sarah Murphy, Cecil D. Quillen III, Mandy DeFilippo, James Scoville, Natalia Nicolaidis
  • Regulatory Developments Affecting the Capital Markets in Europe [00:59:21]
    John W. Banes, Hans Hack, Peter Hahn, Joanna Perkins, Joost Schutte
  • The View from In-House: Conflicts and Franchise Management [01:02:19]
    Richard H. Walker, Bradley J. Gans, Sajid F. Hussein, Bob Hoyt, Andrew Bagley, John Tribolati
  • Accounting and Auditing Developments for 2016 [01:02:45]
    John W. White, Michael J. Gallagher, James V. Schnurr, Mary B. Tokar
  • Keynote Address [00:35:17]
    Nikhil Rathi
  • Enforcement Priorities and Programmes Impacting European Issuers [01:01:30]
    Simon Dodds, Andrew Weissmann, Mark Steward, David B. Fein, Satnam Tumani
  • Developments in Securities Litigation for Corporate Lawyers [01:02:06]
    Mark S. Bergman, Mark Bicknell, Daniel Bushner, Peter Castellon, Simon Clarke
  • Leveraged Finance: Market Update and Key Trends [00:59:39]
    Nicholas J. Shaw, Yasmine Bassili, James P. Burnett, Mark Danzey, Jake Keaveny
  • Developments in Mergers & Acquisitions [01:12:38]
    Heleen Kersten, Charles Martin, Frances Murphy, Richard C. Morrissey, Lorenzo Corte, Philip Yates
  • Ethical Issues for the Transaction Lawyer in a Global Practice [00:59:21]
    Robert Evans III, Hans-Michael Giesen, Robert H. Mundheim, Stephanie Pagni

The purchase price of this Web Program includes the following articles from the Course Handbook available online:


  • COMPLETE COURSE HANDBOOK
  • SEC Staff Provides New Guidance for Accelerated Debt Tender Offers (February 2015)
    John W. Connolly III
  • SEC Proposes Regulation that Would Require Recovery of Erroneously-Awarded Executive Compensation by Foreign Private Issuers Listed on a US Securities Exchange (July 2015)
    John W. Connolly III
  • NYSE Proposes to Require Foreign Private Issuers to Provide Semi-Annual Financial Information (August 2015)
    John W. Connolly III
  • NYSE Requires Advance Notice of Material News Releases Starting at 7:00 a.m. (September 2015)
    John W. Connolly III
  • SEC Seeks Additional Rehearing in Case Challenging Conflict Minerals Reporting Requirements (October 2015)
    John W. Connolly III
  • Debevoise Client Presentation: Volcker Rule—Proprietary Trading and the Underwriting Exemption (November 2015)
    James C. Scoville
  • Debevoise Client Update: U.S. Further Relaxes Cuba Sanctions (October 14, 2015)
    James C. Scoville
  • Debevoise Client Update: Iran Nuclear Sanctions Deal Reached (July 17, 2015)
    James C. Scoville
  • Debevoise Client Update: Expansive Trust Indenture Act Interpretation May Negatively Affect Bond Restructurings (January 28, 2015)
    James C. Scoville
  • Freshfields Client Alert: SEC Proposes Rules on Recovery of Incentive-Based Compensation (July 2015)
    Sarah Murphy
  • Freshfields Client Briefing: SEC Contemplating Potential Enhancements to Audit Committee Disclosure Requirements for Public Companies (July 24, 2015)
    Sarah Murphy
  • Same But Different: The U.S. and EU Capital Markets Sanctions on Russia (June 2015)
    Stuart Grider, Sarah Murphy, Anahita Thoms
  • Between a Rock and a Hard Place: The German Anti-Boycott Law (March 2015)
    Anahita Thoms, Sarah Murphy
  • Linklaters US Securities Law Briefing: SEC Approves New FINRA Equity and Debt Research Conflict of Interest Rules (July 2015)
    Cecil D. Quillen III
  • Linklaters US Securities Law Briefing: SEC Proposes Compensation Clawback Requirements for US-Listed Issuers (July 2015)
    Cecil D. Quillen III
  • Linklaters Client Briefing: A Cautionary Tale When Considering Yieldco Dropdown and Other Related Party Transactions: In re: El Paso Pipeline Partners, L.P. Derivative Litigation (June 2015)
    Cecil D. Quillen III
  • Linklaters Client Briefing: DTEK Exchange Offer and Scheme of Arrangement: Facilitating High-Yield Debt Restructurings (May 2015)
    Cecil D. Quillen III
  • Linklaters US Securities Law Briefing: SEC Permits Five Business Day Tender Offers for Non-Convertible Debt Securities (January 2015)
    Cecil D. Quillen III
  • Linklaters Chart: The Volcker Rule: Flowchart for Underwriting of Plain Corporate Bond
    Cecil D. Quillen III
  • Slaughter and May Client Briefing: The European Commission has Launched a Project Aimed at Creating a True Capital Markets Union (March 2015)
    Nilufer von Bismarck
  • Slaughter and May Client Briefing: Key Obligations for Securitisation Participants Under the Credit Rating Agencies Regulation (June 2015)
    Nilufer von Bismarck
  • Banking Conduct and Culture: A Call for Sustained and Comprehensive Reform (July 2015)
    Bradley J. Gans
  • Salz Review: An Independent Review of Barclays’ Business Practices (April 2013)
    Bradley J. Gans
  • Barclays’ Response to the Salz Review
    Bradley J. Gans
  • Remarks at the AICPA National Conference on Banks and Savings Institutions—Remarks by James Schnurr, Chief Accountant, Office of the Chief Accountant, U.S. Securities and Exchange Commission (September 17, 2015)
    John W. White
  • Remarks at the 34th Annual SEC and Financial Reporting Institute Conference—Remarks by James Schnurr, Chief Accountant, Office of the Chief Accountant, U.S. Securities and Exchange Commission (June 5, 2015)
    John W. White
  • Remarks before the 2015 Baruch College Financial Reporting Conference—Remarks by James Schnurr, Chief Accountant, Office of the Chief Accountant, U.S. Securities and Exchange Commission (May 7, 2015)
    John W. White
  • Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments—Remarks by James Schnurr, Chief Accountant, Office of the Chief Accountant, U.S. Securities and Exchange Commission (December 8, 2014)
    John W. White
  • Recent SEC and PCAOB Guidance Affecting Foreign Private Issuers (July 15, 2015)
    John W. White
  • Revenue Recognition—The Future is Here (May 28, 2014)
    John W. White
  • FASB Finalizes One-Year Deferral of the New Revenue Standard (July 10, 2015)
    John W. White
  • Lease Re-Deliberations Drawing to a Close—The Impact of Recent Decisions (April 19, 2015)
    John W. White
  • PCAOB—Current Issues, Trends, and Open Questions In Audits of Internal Control over Financial Reporting (August 8, 2015)
    John W. White
  • PCAOB—Audit Committee Dialogue (May 2015)
    John W. White
  • PCAOB Release No. 2015-005—Concept Release on Audit Quality Indicators, Notice of Roundtable (July 2015)
    John W. White
  • Center for Capital Markets Competitiveness May 29, 2015 Letter to Mr. Schnurr and Chairman Doty
    John W. White
  • A Few Things Directors Should Know About the SEC—Speech by Chair Mary Jo White (June 23, 2014)
    John W. White
  • Financial Accounting Standards Board: Proposed Accounting Standards Update
    John W. White
  • Financial Accounting Standards Board: Proposed Amendments to Statement of Financial Accounting Concepts
    John W. White
  • Working in the Public Interest: The IFRS Foundation and the IASB
    Hans Hoogervorst, Mary B. Tokar, Michel Prada
  • IFRS Foundation®—Trustees’ Review of Structure and Effectiveness: Issues for the Review (July 2015)
    Mary B. Tokar
  • Overview of ISAB Work Plan—Projected Targets as at 25 September 2015
    Mary B. Tokar
  • Project Summary and Feedback Statement: IFRS 15 Revenue from Contracts with Customers (May 2014)
    Mary B. Tokar
  • Project Update: Leases: Practical implications of the new Leases Standard (March 2015)
    Mary B. Tokar
  • Project Update: Leases (August 2014)
    Mary B. Tokar
  • Project Summary: IFRS 9 Financial Instruments (July 2014)
    Mary B. Tokar
  • Overview of the FCA Penalty Regime
    Nilufer von Bismarck
  • Regulatory Enforcement—Trends and Issues (PowerPoint slides)
    Nilufer von Bismarck
  • Proskauer Client Alert: Supreme Court Clarifies Liability for Statements of Opinion in Registration Statements (March 24, 2015)
    Peter Castellon
  • Proskauer Client Alert: Third Circuit Opinion Raises Uncertainty for the Ordinary Business Exclusion in Shareholder Proposals (August 5, 2015)
    Peter Castellon
  • Slaughter and May Client Briefing: Class Actions in the UK: Why Do They Matter and What Steps Should You Take? (September 2015)
    Nilufer von Bismarck
  • Securities Litigation 2015: Getting the Deal Through
    Nilufer von Bismarck
  • Simpson Thacher Memorandum: Two SDNY Decisions Hold that the Termination of a Parent Guarantee in an Out-of-Court Restructuring Violates Section 316(b) of the Trust Indenture Act (January 22, 2015)
    Nicholas J. Shaw
  • Simpson Thacher Memorandum Alert Update: SDNY Decision Holds that the Termination of Parent Guarantee Violates Section 316(b) of the Trust Indenture Act (July 7, 2015)
    Nicholas J. Shaw
  • Simpson Thacher Memorandum: Federal Banking Agencies Revamp Guidance on Leveraged Lending—Heightened Standards Set for Bank Underwriting Practices and Evaluating the Financial Support of Private Equity Sponsors (March 27, 2013)
    Nicholas J. Shaw
  • Internal Revenue Service Limits Rulings on Tax-Free Spinoffs: The Treasury Department and IRS Issue Notice and Revenue Procedure to Expand Area of “No Rule” for Letter Rulings for Certain REIT Spinoffs and “Cash-Rich” Spinoffs (September 15, 2015)
    Richard C. Morrissey
  • In re Rural/Metro Corp. Stockholders Litigation: Delaware Chancery Court Holds Financial Advisor Liable for 83% of Damages to Stockholders in Connection with Aiding and Abetting Breaches of Fiduciary Duty by Board of Directors (October 17, 2014)
    Richard C. Morrissey
  • In re Cornerstone Therapeutics Inc. Stockholder Litigation: Delaware Supreme Court Holds That Plaintiffs Seeking Monetary Damages Must Plead Non-Exculpated Claims Against Disinterested Directors to Survive Motion to Dismiss by Those Directors (May 18, 2015)
    Richard C. Morrissey
  • 2015 Proxy Season Review: Proxy Access Proposals Most Significant Development of 2015; Significantly Higher ISS Support of Independent Chair Proposals Does Not Translate to Higher Votes; Board Withhold Recommendations Continue to Increase With Board Responsiveness a Key Driver in Resulting Votes (July 20, 2015)
    Richard C. Morrissey
  • Pontiac General Employees Retirement System v. Healthways, Inc.: Delaware Chancery Court Declines to Dismiss Fiduciary Duty Claims Against Directors and Aiding and Abetting Claims Against Lender in Connection with Dead Hand Change of Control Provision in Credit Agreement (October 27, 2014)
    Richard C. Morrissey
  • Corwin v. KKR Financial Holdings LLC: Delaware Supreme Court Affirms That an Uncoerced and Fully Informed Disinterested Stockholder Vote Reduces the Standard of Review in a Merger Without a Controlling Stockholder to Business Judgment (October 5, 2015)
    Richard C. Morrissey
  • In re PLX Technology Inc. Stockholders Litigation: Delaware Court of Chancery Declines to Dismiss Fiduciary Duty Breach Claims Against Directors and Aiding and Abetting Claims Against Financial Advisor and Significant Stockholder (October 5, 2015)
    Richard C. Morrissey
  • UK Companies’ Corporate Governance—2015
    Charles Martin
  • A Guide to Takeovers in the United Kingdom
    Frances Murphy
  • London PLI Hypotheticals for Ethical Issues for the Transaction Lawyer in a Global Practice
    Robert Evans III, Robert H. Mundheim
  • List of Supporting Materials for Hypothetical I—Conflicts
    Robert H. Mundheim, Robert Evans III
  • List of Supporting Materials for Hypothetical II—Internal Investigation
    Robert H. Mundheim, Robert Evans III
  • List of Supporting Materials for Hypothetical III—Reporting Up
    Robert H. Mundheim, Robert Evans III
  • List of Supporting Materials for Hypothetical IV—Unrepresented Third Party
    Robert H. Mundheim, Robert Evans III
  • List of Supporting Materials for Hypothetical V—Information Acquired by Second Associate
    Robert Evans III, Robert H. Mundheim
  • Selected Materials for Ethical Issues for the Transaction Lawyer in a Global Practice
    Stephanie Pagani
  • German Lawyers’ Professional Regulations (October 19, 2015)
    Hans-Michael Giesen

Presentation Material


  • New U.S. Rulemaking and Impact on Foreign Private Issuers_ Power Point
    Edward A. Bibko, John W. Connolly III, Edward F. Greene, Thomas Vita
  • Executing Capital Markets Deals Across the US and Europe_ Power Point
    Mandy DeFilippo, Sarah Murphy, Natalia Nicolaidis, Cecil D. Quillen III, James Scoville
  • Accounting and Auditing Developments for 2016_ Power Point
    Michael J. Gallagher, James V. Schnurr, Mary B. Tokar, John W. White
  • Developments in Securities Litigation for Corporate Lawyers _ Power Point
    Mark S. Bergman, Mark Bicknell, Daniel Bushner, Peter Castellon, Simon Clarke
  • Developments in Mergers & Acquisitions_Power Point
    Lorenzo Corte, Heleen Kersten, Charles Martin, Richard C. Morrissey, Frances Murphy, Philip Yates
  • Ethical Issues for the Transaction Lawyer in a Global Practice_Hypotheticals
    Robert Evans III, Hans-Michael Giesen, Robert H. Mundheim, Stephanie Pagni
Co-Chair(s)
Philip J. Boeckman ~ Cravath, Swaine & Moore LLP
Bradley J. Gans ~ Chief Legal Officer, Europe, Middle East & Africa, Citi
Nilufer von Bismarck ~ Slaughter and May
Moderator(s)
John W. Banes ~ Davis Polk & Wardwell LLP
Mark S. Bergman ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
Bob Hoyt ~ Group General Counsel, Barclays PLC
Richard C. Morrissey ~ Sullivan & Cromwell LLP
Robert H. Mundheim ~ Professor of Corporate Law and Finance, University of Arizona Law School,
Sarah Murphy ~ Freshfields Bruckhaus Deringer LLP
Cecil D. Quillen III ~ Linklaters LLP
Nicholas J. Shaw ~ Simpson Thacher & Bartlett LLP
Satnam Tumani ~ Kirkland & Ellis LLP
Richard H. Walker ~ Vice Chairman, Deutsche Bank AG
Christopher J. Walton ~ Clifford Chance LLP
John W. White ~ Cravath, Swaine & Moore LLP
Speaker(s)
Andrew Bagley ~ EMEA General Counsel, Goldman Sachs International
Yasmine Bassili ~ Managing Director, Goldman Sachs International
Edward A. Bibko ~ Baker & McKenzie LLP
Mark Bicknell ~ EMEA Capital Markets Counsel, Managing Director and Associate General Counsel, Bank of America Merrill Lynch
James P. Burnett ~ Latham & Watkins LLP
Daniel Bushner ~ EMEA AML and Sanctions Counsel, Citi International
Peter Castellon ~ Proskauer Rose LLP
Simon Clarke ~ Herbert Smith Freehills LLP
Lorenzo Corte ~ Skadden, Arps, Slate, Meagher & Flom (U.K.) LLP
Mark Danzey ~ Director, KKR Capital Markets
Mandy DeFilippo ~ Managing Director, Global Capital Markets, Morgan Stanley
Simon Dodds ~ Deputy General Counsel, Deutsche Bank AG
Robert Evans III ~ Shearman & Sterling LLP
David B. Fein ~ Group General Counsel, Standard Chartered PLC
Michael J. Gallagher ~ Managing Partner, Assurance Quality, PwC
Hans-Michael Giesen ~ Giesen Heidbrink
Edward F. Greene ~ Cleary Gottlieb Steen & Hamilton LLP
Hans Hack ~ Managing Director, Head of Financial Services, FTI Consulting
Peter Hahn ~ Senior Lecturer, Cass Business School
Keith F. Higgins ~ Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
Sajid F. Hussein ~ General Counsel, EMEA, Bank of America Merrill Lynch
Jake Keaveny ~ Allen & Overy LLP
Heleen Kersten ~ Stibbe
Charles Martin ~ Macfarlanes LLP
Frances Murphy ~ Slaughter and May
Natalia Nicolaidis ~ Managing Director, Credit Suisse
Stephanie Pagni ~ Managing Director, Global Head Litigation, Investigations & Enforcement , Barclays Legal
Joanna Perkins ~ Chief Executive, Financial Markets Law Committee
Nikhil Rathi ~ CEO, London Stock Exchange plc and Director of International Development, London Stock Exchange
James V. Schnurr ~ Chief Accountant, Office of the Chief Accountant, U.S. Securities and Exchange Commission
Joost Schutte ~ De Brauw Blackstone Westbroek
James Scoville ~ Debevoise & Plimpton LLP
Mark Steward ~ Director of Enforcement and Market Oversight, Financial Conduct Authority
Mary B. Tokar ~ Member, International Accounting Standards Board
John Tribolati ~ Managing Director and EMEA General Counsel, JP Morgan Chase
Thomas Vita ~ Norton Rose Fulbright LLP
Andrew Weissmann ~ Chief, Fraud Section, Criminal Division, U.S.Department of Justice
Philip Yates ~ Parella Weinberg Partners UK LLP
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Virgin Islands:  All PLI products can fulfill the Virgin Islands’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Virginia:  PLI’s on-demand web programs qualify as “pre-recorded” credit. Attorneys are limited to 8 credits of pre-recorded programs per reporting period.

Washington:  PLI’s on-demand web programs qualify as “A/V” credit. Attorneys are limited to 22.5 credits of A/V programs per reporting period.

West Virginia:  PLI’s on-demand web programs qualify as “online” credit. Attorneys are limited to 12 credits of online instruction per reporting period.

Wisconsin:  PLI’s on-demand web programs qualify as “repeated, on-demand” credit. Attorneys are limited to 10 credits of repeated, on-demand programs per reporting period. No ethics credits can be earned via on-demand web programs.

Wyoming:  PLI’s on-demand web programs qualify as “self-study” credit. Attorneys are limited to 6 credits of self-study per reporting period.


CPD Jurisdictions

British Columbia (CPD-BC):  PLI’s on-demand web programs are not eligible for CPD-BC credit unless viewed with at least one other attorney or an articled student. In this case, the credit must be recorded as a “study group.”

Ontario (CPD-ON):  PLI’s on-demand web programs qualify as “recorded” credit. If viewed without a colleague, attorneys are limited to 6 credits of recorded programs per year. If viewed with at least one colleague, there is no limit to the number of credits that can be earned via recorded programs.

Quebec (CPD-QC):  PLI’s on-demand web programs can fulfill Quebec’s CPD requirements.

Hong Kong (CPD-HK):  PLI’s on-demand web programs are not approved for CPD-HK credit.

United Kingdom (CPD-UK):  PLI’s on-demand web programs can fulfill the United Kingdom’s CPD requirements.


Other Credit Types

CPE Credit (NASBA):  Select on-demand web programs qualify as “QAS Self-Study” credit. Please check the Credit Information box on the right-hand side of this page to verify CPE credit availability.

IRS Continuing Education (IRS-CE):  PLI’s on-demand web programs may fulfill IRS-CE requirements. To request IRS-CE credit, please notify PLI at cleadministrator@pli.edu of your request and include your Preparer Tax Identification Number (PTIN).

Certified Fraud Examiner CPE:  PLI’s on-demand web programs may fulfill Certified Fraud Examiner CPE requirements. To request CPE credit or find out which programs offer CPE, please contact PLI at cleadministrator@pli.edu.

IAPP Continuing Privacy Credit (CPE):  PLI’s on-demand web programs may fulfill Privacy CPE credit requirements.

HR Recertification (HRCI):  PLI’s on-demand web programs may fulfill HR credit requirements.

IIEI Recertification:  PLI’s on-demand web programs may qualify for the Continuing Education Units (CEUs) necessary to fulfill the Certified U.S. Export Compliance Officer® (CUSECO) continuing education requirements.

 

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