inSecurities Podcast Episode 114: Josh Rubin, Vice President of Legal at Betterment, joins the inSecurities podcast to discuss Betterment’s view of the regulatory landscape. Josh explains how Betterment navigates the sometimes overlapping rules and regulations of the SEC, FINRA, DOL, IRS, FDIC, and CFPB — then tells Chris and Kurt why Betterment doesn't always line up with the rest of the financial services industry when it comes to rulemaking proposals.
inSecurities is a biweekly podcast featuring in-depth conversations with senior regulators, top practitioners, and leading academics, along with "deep dives" on hot topics in the securities regulatory and enforcement world. In an increasingly complex business and regulatory environment, inSecurities co-hosts Chris Ekimoff, a forensic accountant with RSM, and Kurt Wolfe, a securities enforcement attorney at Quinn Emanuel Urquhart & Sullivan, keep you current on key developments.
Featured In This Episode
Josh Rubin
Josh Rubin is Senior Director & Associate General Counsel at Betterment, the largest independent online financial advisor in the United States. Josh leads Betterment’s legal product counseling function and in that capacity advises the company on investment management, broker-dealer, and ERISA issues, as well as other regulatory and policy developments. He also leads Betterment’s privacy program. Prior to joining Betterment, Josh practiced law at Jenner & Block LLP and served as a law clerk to Judge Richard W. Roberts on the United States District Court for the District of Columbia. Josh is a graduate of Harvard Law School and Cornell University.
