Biography
Stacey is Senior Vice President and Chief Risk Officer of Corporate and Institutional Services (C&IS) and Global Services businesses at The Northern Trust Company, in Chicago, IL. His responsibilities include assisting in the management and executive reporting of key business risks, including operational, market, credit, compliance, legal and reputational risks.
Stacey Bolton is a Risk, Compliance and Ethics Professional with over 25 years of experience in the financial services industry, specializing in banking, brokerage, asset management/servicing, and capital markets risk and regulatory compliance, in a multi-national environment.
Prior to joining The Northern Trust Company, Stacey spent 15 years with ABN AMRO Bank N.V. and its domestic subsidiary LaSalle Bank Corporation, in Chicago, IL, where he became Senior Vice President and North American Head of the Compliance Policy Center. He was charged with the creation, maintenance and update of compliance related policy and procedures. Stacey began his career at investment management firm, Kemper Financial Services, Inc., in Chicago, IL where he served as Compliance Coordinator.
Stacey received a Bachelor of Science from Northern Illinois University, a Master of Arts in Theology from Moody Theological Seminary and Graduate School, and a Master of Business Administration from Purdue University.
He holds the following designations and licenses: Certified Information Privacy Professional (Association for Information Privacy Professionals) Certified Anti-Money Laundering Specialist (Association of Certified Anti-Money Laundering Specialists) Certified Compliance and Ethics Professional (Society of Corporate Compliance and Ethics) *Financial Industry Regulatory Authority (FINRA) Series 7, 24, 63, and 66 (*expired)
Stacey serves as a board member and chairs the Governance Committee for The Golden Apple Foundation, a teacher preparation and recognition nonprofit that specializes in the recruitment and advanced training of future teachers, committed to serve in schools of need. He also serves as Board President of Free Spirit Media, a nonprofit that serves disadvantaged youth, by introducing them to all forms of media, including television, film and print journalism, that allows them to create and curate original content, as well as providing pathways to industry employment.