FY2020 was a year unlike any other for SEC enforcement. Chris, Kurt and Sandra Hanna, managing partner of Bruch Hanna, unpack key themes and trends from the SEC Enforcement Division’s Annual Report. Are we entering an era of “smart enforcement”? Tune in to find out.
Featured in this Episode
Sandra Hanna
Sandra M. Hanna is a co-founder and Managing Partner of the law firm Bruch Hanna LLP and is a nationally ranked attorney in government enforcement matters. She represents public companies, broker-dealers, boards of directors, senior officers, and other organizations in civil, criminal and regulatory matters in investigations by the SEC, DOJ, FINRA and various other state and federal agencies. She has significant experience in accounting and FCPA matters and has worked extensively on matters where the firm has been appointed as the Independent Compliance Monitor in connection with Deferred Prosecution Agreements and SEC settlements. Ms. Hanna also devotes significant time to pro bono matters.
Ms. Hanna has been recognized for excellence in securities enforcement matters in the 2014 – 2020 editions of Chambers USA: America’s Leading Lawyers for Business. She was also named a leading attorney in the 2016 ‒ -2020 editions of The Best Lawyers in America®. This year, Ms. Hanna was added to the prestigious “Enforcement 40” which recognizes the top 40 SEC Enforcement lawyers. Ms. Hanna earned both a JD and MBA from Georgetown University.