9-Hour Program

See Credit Details Below

Overview

Why You Should Attend

Effective compliance and ethics programs are essential to companies of all kinds and are widely expected of companies wishing to be viewed as “good corporate citizens.” Such programs help organizations prevent, detect, and respond in an effective manner to misconduct. Compliance and ethics (“C&E”) programs are a necessary tool for managing the substantial risks that can be posed by employee and third-party misconduct, as well as assisting organizations in mitigating the harm from violations when they do occur. Companies with robust C&E programs minimize the likelihood of devastating criminal and regulatory actions — and also reap the rewards of employee loyalty and customer and shareholder trust.  

At this unique Workshop, experienced compliance officers and in-house and law firm attorneys working in the compliance field will learn about best C&E practices from the exceptional team of Rebecca Walker of Kaplan & Walker and Julian J. Moore of A&O Shearman. These remarkable Co-Chairs will be joined by a distinguished faculty drawn from prominent corporate organizations, influential law firms, academia, and key government agencies to provide you with the tools you need to enhance your program, protect your company and further your professional development.


NOTE: The luncheon segment with Deputy U.S. Attorney Edward Y. Kim, SDNY, will only be available to in-person attendees and live webcast viewers. This segment will not be recorded or available on-demand. 


What You Will Learn

After completing this program, participants will be able to:

  • Design, conduct, and utilize the results of C&E risk assessments
  • Ethically utilize artificial intelligence (AI) in compliance programs
  • Draft workable conflicts of interest policies, procedures, and training 
  • Work hand-in-hand with or as the Chief Compliance Officer 
  • Strengthen the Board’s effectiveness
  • Implement best practices for managing helplines and conducting internal investigations
  • Deploy tangible and intangible incentives to promote compliance
  • Perform effective compliance audits
  • Create and enforce anti-corruption measures 
  • Conduct and track meaningful compliance training 
  • Above all, you will learn how to develop and maintain a “culture of compliance” at your company

Who Should Attend

Compliance professionals, in-house and outside counsel, human resources professionals, internal auditors, board members, and company managers with a background and interest in creating and maintaining effective compliance and ethics programs.

Special Features

  • In-person attendees will enjoy a luncheon with a keynote speaker 
  • Each segment includes interactive polling designed to support compliance benchmarking. 

Program Level: Intermediate  

Prerequisites: Participants with a foundation in corporate compliance programs would most benefit from this program. 

Advanced Preparation: None 


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$1,495.00
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Credit Details

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Credit Details For All Jurisdictions For This Program

JurisdictionStatusTotalCredit Details
Program Segments

Program Structure and Reporting to the Board: Program Authority and Independence

Seth M. Cohen, Rebecca Walker1:00:54
Program ID: 423857

Compliance Codes and Policies

Kari Mcculloch, Karen Moore0:59:45
Program ID: 423854

Compliance Training & Communications Best Practices

Angie McPhail, Randi Roberts1:04:35
Program ID: 423851

Compliance and Ethics Risk Assessments: The Foundation of Effective Programs

Heena Arora, Kimberly Pittman1:00:23
Program ID: 423847

Evolving Role of the CCO and Conflicts of Interest Compliance

Michael Koenig, Shamina D. Sneed0:59:07
Program ID: 423844

Hot Topics in Compliance & Ethics: High-Tech Fraud & Cybersecurity

Florence Hugenholtz, Francesca Lulgjuraj, Anna Rudawski1:00:29
Program ID: 423841

Helplines, Investigations and Responding to Misconduct

Stephen C. King, Joellen Valentine0:59:40
Program ID: 423838

Anti-Corruption Compliance: Strategies and Insights

Andrea DeShazo, Andrew Dunbar0:59:30
Program ID: 423835

Ethics for Compliance Lawyers and Compliance Officers

Joe Mack, Asha Muldro1:00:31
Program ID: 423832