See Credit Details Below
Overview
Why You Should Attend
Alternative finance continues to drive significant engagement with the investment community. But it also raises many more questions than answers about what the future holds for fintech, blockchain and crowdfunding. Join us for this one-of-a-kind program to hear from the leading industry lawyers, dealmakers, and regulators on where we are now and where we may be headed.
What You Will Learn
• Securities Offerings and Fintech after Covid-19: Getting back to work
• SEC and state securities updates in corporate finance and crowdfunding
• Hot Topics in Online Lending and Fintech
• Developments in Fintech Warehouse Facilities, Loan Purchase Facilities and Small Business Lending
• Blockchain Tokenomics and Cryptocurrencies
• Decentralized Finance after a boom year
• Nonfungible Tokens (NFTs) – How high can they go
Who Should Attend
This program is designed for in-house attorneys and outside counsel, and other allied professionals advising on financing and technology developments affecting the financial investment industry.
Program Levels: All Levels
Intended Audience: This program is designed for in-house attorneys and outside counsel, and other allied professionals advising on financing and technology developments affecting the financial investment industry.
Prerequisites: An interest in learning about current developments in the law of fintech, blockchain and crowdfunding
Advanced Preparation: None
Lecture Topics [Total time 00:07:30]
Segments with an asterisk (*) are available only with the purchase of the entire program.
- Opening Remarks* [00:08:34]
Brian S. Korn - Getting Back to Work After Covid-19: Securities Offering and Private Placement Developments [01:00:03]
Anna T. Pinedo, Sara Hanks, Jennifer A. Zepralka - The JOBS Act Nine Years Out: Washington and State House Developments in Crowdfunding and Alternative Finance [01:00:49]
Faith L. Anderson, Nick Bhargava, Joseph P. Borg, Jacqueline C. Wolff - Hot (Legal and Regulatory) Topics in Online Lending and Fintech [01:01:40]
Michael Nonaka - Developments in Fintech Warehouse Facilities, Loan Purchase Facilities and Small Business Lending [01:01:21]
Patrick D. Dolan, Sandy Azer, Frank R. Borchert, III, Brian Foley - Blockchain Tokenomics and Cryptocurrencies: Latest developments [01:01:18]
Lee A. Schneider, Nancy H. Wojtas, Joshua Ashley Klayman - Unpacking DeFi: Decentralized Finance after a boom year [00:40:34]
Marc Boiron, Lewis Cohen, Rebecca Rettig - Nonfungible Tokens (NFTs) – How high can they go [00:50:35]
N. Adele Hogan, Karen Ubell, Marta F. Belcher
The purchase price of this Web Program includes the following articles from the Course Handbook available online:
- Complete Course Handbook
- Securities Act of 1933 and Investment Company Act of 1940 Exempt Offering and Company Cheat-Sheet (March 23, 2021) (PowerPoint slides)
Brian S. Korn - Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets, Securities Act Release No. 33-10884, Exchange Act Release No. 34-90300 (Effective March 21, 2021), available at: https://www.sec.gov/rules/final/2020/33-10884.pdf
Brian S. Korn - Rule 506/Section 4(a)(6)/Regulation A Comparison
Sara Hanks - The Jobs Act—9 Years Later
Joseph P. Borg - North American Securities Administrators Association, NASAA 2020 Enforcement Report
Faith L. Anderson - North American Securities Administrators Association, NASAA Legislative Agenda for the 117th Congress
Faith L. Anderson - North American Securities Administrators Association, NASAA Multi-State Coordinated Review Program
Faith L. Anderson - North American Securities Administrators Association, NASAA Coordinated Review of Regulation A Offerings, Review Protocol (Adopted March 7, 2014)
Faith L. Anderson - Application for Coordinated Review of Regulation A Offering, Form CR-3(b)
Faith L. Anderson - Enforcement Trends in Crowdfunding and Alternative Finance: A White Collar Defense Perspective (July 26, 2021)
Jacqueline C. Wolff - Marc Franson, Chapman and Cutler LLP, The Regulation of Marketplace Lending: A Summary of the Principal Issues, September 2020 Update
Brian S. Korn - Defendants’ Notice of Removal, Salazar v. Fortiva Financial, LLC, et al., No. 1:21-cv-00866-ELH (D. Md. 2021)
Brian S. Korn - Richard E. Gottlieb, Scott M. Pearson and Charles E. Washburn, Jr., Manatt, Phelps & Phillips, LLP, Financial Services Law, Why the Supreme Court’s Unanimous FTC Decision Changes Everything (April 26, 2021)
Brian S. Korn - Richard E. Gottlieb, John A. Kimble and Scott M. Pearson, Manatt, Phelps & Phillips, LLP, CFPB Rescinds Policy Statements That Provided Flexibility During the COVID-19 Crisis (April 2, 2021)
Brian S. Korn - Richard E. Gottlieb, Brett J. Natarelli and Madelaine A. Newcomb, Manatt, Phelps & Phillips, LLP, Financial Services Law, Illinois Legislature Passes 36% Interest Rate Cap for Consumer Loans (January 20, 2021)
Brian S. Korn - Jan L. Owen and Nancy Nan, Manatt, Phelps & Phillips, LLP, Financial Services Law, FDIC Issues Final Rule for Industrial Bank Application Process (January 13, 2021)
Brian S. Korn - Model Loan Servicing Agreement
Frank R. Borchert - Office of the Comptroller of the Currency, OCC News Release 2020-98, Federally Chartered Banks and Thrifts May Provide Custody Services for Crypto Assets (July 22, 2020)
Brian S. Korn - Richard E. Gottlieb, Brian S. Korn and Craig D. Miller, Manatt, Phelps & Phillips, LLP, Financial Services Law, OCC Hits the Brakes on Crypto and Fintech: What Next? (May 20, 2021)
Brian S. Korn - U.S. Securities and Exchange Commission, Press Release No. 2020-338, SEC Charges Ripple and Two Executives with Conducting $1.3 Billion Unregistered Securities Offering (December 22, 2020)
Brian S. Korn - Complaint, SEC v. Ripple Labs, Inc., et al., No. 1:20-cv-10832 (S.D.N.Y. 2020)
Nancy H. Wojtas - Cooley Alert, SEC v. Telegram: Key Takeaways and Implications (May 7, 2020)
Nancy H. Wojtas - Complaint, SEC v. Telegram Group, Inc., et al., No. 1:19-cv-09439-PKC (S.D.N.Y. 2019)
Nancy H. Wojtas - Opinion and Order Granting Preliminary Injunction, SEC v. Telegram Group, Inc., et al., No. 1:19-cv-09439-PKC (S.D.N.Y. 2020)
Nancy H. Wojtas - U.S. Securities and Exchange Commission, Press Release 2020-146, Telegram to Return $1.2 Billion to Investors and Pay $18.5 Million Penalty to Settle SEC Charges (June 26, 2020)
Nancy H. Wojtas - SEC v. Kik Interactive, 492 F. Supp. 3d 169 (S.D.N.Y. 2020)
Nancy H. Wojtas - Brian S. Korn, Jacqueline C. Wolff and Benjamin Brickner, Manatt, Phelps & Phillips, LLP, DeFi-ing Gravity: How and Why Decentralized Finance Is Disrupting Financial Services (June 29, 2021) (PowerPoint slides)
Brian S. Korn - Hester Pierce, Commissioner, U.S. Securities and Exchange Commission, Potential Proposed Securities Act Rule 195. Time-Limited Exemption for Tokens (April 13, 2021)
Nancy H. Wojtas
Presentation Material
- Getting Back to Work After Covid-19: Securities Offering and Private Placement Development
Sara Hanks, Anna T. Pinedo, Jennifer A. Zepralka - The JOBS Act Nine Years Out: Washington and State House Developments in Crowdfunding and Alternative Finance
Faith L. Anderson, Nick Bhargava, Joseph P. Borg, Jacqueline C. Wolff - Hot (Legal and Regulatory) Topics in Online Lending and Fintech
Michael Nonaka - Developments in Fintech Warehouse Facilities, Loan Purchase Facilities and Small Business Lending
Sandy Azer, Frank R. Borchert, III, Patrick D. Dolan, Brian Foley - People of the State of California, et al. v. The Federal Deposit Insurance Corporation - Brief of Amici Curiae
Sandy Azer, Frank R. Borchert, III, Patrick D. Dolan, Brian Foley - Blockchain Tokenomics and Cryptocurrencies: Latest developments
Joshua Ashley Klayman, Lee A. Schneider, Nancy H. Wojtas - Unpacking DeFi: Decentralized Finance after a boom year
Marc Boiron, Lewis Cohen , Rebecca Rettig - Nonfungible Tokens (NFTs) - How high can they go
Marta F. Belcher, N. Adele Hogan, Karen Ubell
Alternative finance continues to drive significant engagement with the investment community. But it also raises many more questions than answers about what the future holds for fintech, blockchain and crowdfunding. Join us for this one-of-a-kind program to hear from the leading industry lawyers, dealmakers, and regulators on where we are now and where we may be headed.
What You Will Learn
• Securities Offerings and Fintech after Covid-19: Getting back to work
• SEC and state securities updates in corporate finance and crowdfunding
• Hot Topics in Online Lending and Fintech
• Developments in Fintech Warehouse Facilities, Loan Purchase Facilities and Small Business Lending
• Blockchain Tokenomics and Cryptocurrencies
• Decentralized Finance after a boom year
• Nonfungible Tokens (NFTs) – How high can they go
Program Levels: All Levels
Intended Audience: This program is designed for in-house attorneys and outside counsel, and other allied professionals advising on financing and technology developments affecting the financial investment industry.
Prerequisites: An interest in learning about current developments in the law of fintech, blockchain and crowdfunding
Advanced Preparation: None