See Credit Details Below
Overview
Why You Should Attend
This course provides an introduction to the fundamentals of ERISA fiduciary law by using a combination of presentations and case studies. At this year’s program, you will learn about ERISA’s basic principles that apply to investing plan assets.
What You Will Learn
After attending this program, participants will be able to:
- Explain ERISA basic terminology; discuss the fundamentals of fiduciary duties and describe the basics of prohibited transactions
- Evaluate the fundamental ERISA considerations that apply to financial institutions and investment advisors
- Discuss the basic ERISA issues raised when establishing a private fund that will have “benefit plan investors”
- Discuss the basic ERISA considerations for an ERISA plan fiduciary considering investing in a private fund or other alternative investment
- Recognize the different ERISA fiduciary duties and responsibilities that apply to defined contribution plans (e.g., 401(k) plans) where the participant is responsible for directing investments
- Identify ethical considerations for ERISA practitioners
Who Should Attend
Practitioners who are in the ERISA field (or who are considering entering the ERISA field) seeking to gain a better understanding of the ERISA considerations and principles that apply to the investment of plan assets.
Special Features
- Transitional credit available
- Earn Ethics and Professional Skills credit
Program Level: Beginner
Prerequisites: An interest in the rules that apply when investing ERISA plan assets.
Advanced Prep: None