See Credit Details Below
Overview
If you’re not registered for 56th Annual Institute on Securities Regulation but would like to view the SEC non-accredited segments (Chair Gary Gensler’s Keynote and Division of Enforcement's Q&A), please click here.
Why You Should Attend
The Institute on Securities Regulation brings together the nation’s leading securities and corporate legal experts to deliver practical information, insights and real-world strategies and solutions to the challenges facing you and your clients today.
What You Will Learn
After completing this program, you will have an understanding of
- The latest developments in the capital markets, including trends in IPOs and pre-IPOs, the offerings process, and challenges facing foreign issuers
- Current SEC regulatory priorities and what might be next
- Disclosure challenges for public companies
- Proxy season hot topics
- Accounting and auditing developments that companies, audit committees and counsel need to know
- Recent developments in Delaware law and the current state of M&A
- ESG climate updates and successfully navigating the crosswinds of ESG
- Enforcement priorities from state and federal regulators
- The defense perspective on civil and criminal enforcement priorities and trends
- Key considerations when bringing, defending and resolving private securities litigation
Who Should Attend
Attorneys who want to expand their knowledge and keep up with all aspects of securities regulation, including senior in-house attorneys, attorneys with expertise in other fields and all attorneys interested in understanding securities laws and the latest best practices.
Special Features:
- Featured Speaker: Hon. Gary Gensler, Chair, U.S. Securities and Exchange Commission
- Keynote remarks by Jay Clayton, Former Chair, U.S. Securities and Exchange Commission
- Featured Q & A with Annemarie Tierney, Liquid Advisors, Inc. and Paul Grewal, GC, Coinbase
- Observations from the SEC’s Corporation Finance and Enforcement Directors
- New panel on Tech Considerations for Securities Lawyers
- Up to two hours of Ethics Credit
- Network with our faculty and your colleagues each day and at the complimentary post-program Cocktail Hour on November 13th co-hosted with ASECA
Program Level: Update
Intended Audience: Attorneys who want to expand their knowledge and keep up with all aspects of securities regulation, including senior in-house attorneys, attorneys with expertise in other fields and all attorneys interested in understanding securities laws and the latest best practices.
Prerequisites: An interest in securities regulations.
Advanced Preparation: None