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Overview
This informative program takes you through all the issues that can arise in the most complex securities matters — from the initial government investigation to the filing of the civil cases to either settlement or trial. Our faculty of leading practitioners, government officials, and judges will update you on the latest best practices and case law.
Why You Should Attend:
The landscape of securities litigation is constantly evolving and changing. This program takes you through all the issues that can arise in the most complex securities matters — from the initial government investigation to the filing of the civil cases to either settlement or trial. If you practice in this dynamic field, you know that the need to stay current and develop new strategies and tactics has never been more important. Our faculty of leading practitioners will update you on the latest best practices and case law. This program is designed for securities practitioners, outside and in-house counsel, compliance officers, regulators, investment bankers and securities dealers.
What You Will Learn:
After completing this program, participants will be able to:
- Conduct the initial investigation and work with state and federal regulators in the interests of your clients
- Assess the civil complaints and coordinate multi-district actions
- Litigate the case through the pleadings, discovery, class certification and summary judgment
- Understand mediation and settlement of a securities action
- Effectively try a securities litigation or arbitration
- Assess ethical issues associated with complex securities litigation
Who Should Attend:
This program is designed for securities practitioners, outside and in-house counsel, compliance officers, regulators, investment bankers and securities dealers.
Special Features: Earn one hour of Ethics credit
Program Level: Introductory, Intermediate, Advanced
Prerequisites: None
Advanced Preparations: None