PLI "Safe Return" Policy for In-Person Programs

PLI has resumed live programming in both New York and San Francisco as well as our offsite venues. Learn about our "Safe Return" policy to protect attendees, faculty, and staff.

2-Day Program

See Credit Details Below

Overview

Please note: The Chair, Commissioner, Small Business Capital Formation, and Minority and Women Inclusion Remarks are available for free below at the segment level. 

Presented in cooperation with the U.S. Securities and Exchange Commission, The SEC Speaks program, provides an essential update on the current initiatives and priorities at the Commission. At this unique program, you will hear remarks by the Chair, Commissioner, the Deputy Director Advocate for Small Business Capital Formation and Chief Diversity Officer, as well as panel discussions by senior staff at the Divisions of Investment Management, Trading and Markets, Corporation Finance, Enforcement, Examinations, and Economic and Risk Analysis, and the Offices of the Chief Accountant, General Counsel, Municipal Securities, Credit Ratings, and International Affairs. You will also hear commentary from former Chairmen and Commissioners.

The Investment Management, Trading and Markets, Accounting, International Affairs, Examinations, and Municipal Securities and Credit Ratings Workshops are available here. The Corporation Finance and Enforcement Workshops are available below at the segment level.

Who Should Attend

Securities and corporate attorneys in private practice or in-house, CEOs, CFOs, and others in senior management involved in decision-making impacted by securities laws.

Topics
Banking and finance Securities and other financial products Disclosure (Securities and other financial products) Enforcement (Securities and other financial products) Regulation and compliance (Securities and other financial products)

Credit Details

Schedule & Location