inSecurities Podcast Episode 110: Brett Redfearn, a former Director of the SEC’s Division of Trading and Markets and the Founder and CEO of Panorama Financial Markets Advisory, joins the inSecurities podcast to discuss the Commission’s approach to rulemaking and its recent Predictive Data Analytics (PDA) rule proposal.
inSecurities is a biweekly podcast featuring in-depth conversations with senior regulators, top practitioners, and leading academics, along with "deep dives" on hot topics in the securities regulatory and enforcement world. In an increasingly complex business and regulatory environment, inSecurities co-hosts Chris Ekimoff, a forensic accountant with RSM, and Kurt Wolfe, a securities enforcement attorney at Quinn Emanuel Urquhart & Sullivan, keep you current on key developments.
Featured In This Episode
Brett Redfearn
Brett Redfearn is the Founder of Panorama Financial Markets Advisory, an advisory firm focused on helping innovators navigate strategic, regulatory and operational challenges in the evolving market structures of digital assets and equity securities. Brett is currently working with asset managers, broker-dealers and other fintech companies. He is also Senior Strategic Advisor and Chairman of the Advisory Board at Securitize, a leading regulated platform for issuing and trading digital asset securities.
Prior to PFMA, Brett headed Capital Markets for Coinbase, where he focused on building the emergent ecosystem for digital asset securities and overseeing the Coinbase exchange.
Between October 2017 and December 2020, Brett led the U.S. Securities and Exchange Commission's Division of Trading and Markets where he oversaw groundbreaking rulemakings and market initiatives across U.S. equities, options, fixed income, security-based swaps and digital asset securities
Mr. Redfearn joined the SEC after a 14-year career at J.P. Morgan, where he was, most recently, Global Head of Market Structure for the Corporate and Investment Bank across asset classes.
Mr. Redfearn has served on the boards of Bats Global Markets, BATS Exchange, the National Organization of Investment Professionals, the Chicago Stock Exchange and BIDS Trading.
