See Credit Details Below
Overview
All attorneys must be cognizant of the ethical requirements of practicing law, and in particular, they should be aware of the particular ethical pitfalls that exist within their practice area. At this program, an expert faculty will review and provide practical guidance on current ethical issues faced by attorneys working in banking and financial services. Topics will include attorney-client privilege issues, whistle blower remedies, relevant and timely issues currently facing practicing attorneys in banking and financial services today, and more.
What You Will Learn
- Confidentiality and attorney-client privilege issues when representing banking and financial services clients
- Ethical issues in internal investigations
- As corporate counsel, what are your whistle blower remedies?
- Current ethical issues involving conflicts of interest, multiple representation, and “no contact” rules
- How to represent clients facing parallel investigations
- What is your exposure as a lawyer to civil and regulatory liability?
Special Feature
- Earn three hours of Ethics credit
Who Should Attend
All attorneys in the banking and financial services industry should attend this program.
Program Level: Basic
Intended Audience: All attorneys in banking and financial services.
Prerequisites: None
Advanced Preparation: None
Lecture Topics [Total time 02:49:58]Segments with an asterisk (*) are available only with the purchase of the entire program.
- Opening Remarks* [00:03:17]
C. Evan Stewart - Ethics in Banking and Financial Services [02:45:58]
Susan E. Brune, Michael J. Dell, C. Evan Stewart, James Q. Walker, James J. Benjamin, Jr.
The purchase price of this Web Program includes the following articles from the Course Handbook available online:
- Complete Course Handbook
- New York Rules of Professional Conduct (Effective January 1, 2017)
- Conflicts of Interest
Jennifer A. Paradise - Association of the Bar of the City of New York Committee on Professional Ethics, Formal Opinion 2019-4: Representing Multiple Individuals in the Context of a Governmental or Internal Investigation (May 16, 2019)
Jennifer A. Paradise - Association of the Bar of the City of New York Committee on Professional and Judicial Ethics, Formal Opinion 2008-2: Corporate Legal Departments and Conflicts of Interest between Represented Corporate Affiliates (September 2008)
Jennifer A. Paradise - Association of the Bar of the City of New York Committee on Professional Responsibility, Report on Conflicts of Interest in Multi-Jurisdictional Practice: Proposed Amendments to New York Rules of Professional Conduct 8.5 (Disciplinary Authority and Choice of Law) and 1.10 (Imputation of Conflicts of Interest) (March 2010)
Jennifer A. Paradise - New York State Bar Association Committee on Professional Ethics, Ethics Opinion 1158 (December 11, 2018)
Jennifer A. Paradise - New York State Bar Association Committee on Professional Ethics, Ethics Opinion 1145 (March 7, 2018)
Jennifer A. Paradise - Shepard, Mullin, Richter & Hampton, LLP v. J-M Manufacturing Company, Inc., 425 P.3d 1 (Cal. Aug. 30, 2018)
Jennifer A. Paradise - Regal Cinemas, Inc. v. Shops at Summerlin North, LP, No. 2:16–cv–02854–MCE–AC, 2017 WL 4075760 (E.D. Cal. Sept. 13, 2017)
Jennifer A. Paradise - Altana Pharma AG v. Teva Pharmaceuticals USA Inc., Nos. 04-2355, 05-1966, 05-3920, Slip Op. (D. N.J. 2006)
Jennifer A. Paradise - Debevoise & Plimpton, Debevoise Update, DOJ Updates Guidance on Evaluating Corporate Compliance Programs (May 3, 2019)
Helen V. Cantwell, Winston M. Paes - Debevoise & Plimpton, FCPA Update, Vol. 10, No. 5, Mitigating Anti-Corruption Risk in M&A Transactions: Successor Liability and Beyond (December 2018)
Helen V. Cantwell, Winston M. Paes - Debevoise & Plimpton, FCPA Update, Vol. 6, No. 7, Judicial Scrutiny of Deferred Prosecution Agreements: The Latest Chapter (February 2015)
Helen V. Cantwell, Winston M. Paes - Rod J. Rosenstein, Deputy Attorney General, The United States Department of Justice, Speech, Remarks at the American Conference Institute’s 35th International Conference on the Foreign Corrupt Practices Act, Oxon Hill, MD (November 29, 2018)
Helen V. Cantwell, Winston M. Paes - Debevoise & Plimpton, Client Update, Oral Downloads of Interview Memoranda to Government Regulators Waive Work Product Protection (December 15, 2017)
Helen V. Cantwell, Winston M. Paes - Debevoise & Plimpton, The Debrief, Putting Privilege Back into UK Investigations: The ENRC Appeal (September 6, 2018)
Helen V. Cantwell, Winston M. Paes - Debevoise & Plimpton, Client Update, Litigation Privilege in UK Internal Investigations Revived? (February 13, 2018)
Helen V. Cantwell, Winston M. Paes - Ethics in Banking and Financial Services: Maintaining Privilege, Avoiding Conflicts, and Maintaining the Independence of Internal Investigations
James Q. Walker - Lawyers as Rats: An Evolving Paradigm?, NY Business Law Journal, New York State Bar Association
C. Evan Stewart - Mom (as Always) Was Right: Don’t Talk to Strangers, NY Business Law Journal, New York State Bar Association
C. Evan Stewart - Mad Dogs and Englishmen: Part Deux, NY Business Law Journal, New York State Bar Association
C. Evan Stewart - D.C. Circuit: Wrong and Wronger!, NY Business Law Journal, New York State Bar Association
C. Evan Stewart - Attorney-Client Privilege and the Work Product Doctrine in Internal Investigations
James J. Benjamin - Ethical Considerations in the Representation of Multiple Clients (May 13, 2019)
Michael J. Dell
Presentation Material
- Attorney-Client Privilege and the Work Product Doctrine in Internal Investigations
James J. Benjamin, Jr. - Ethics in Banking and Financial Services: Avoiding Conflicts and Maintaining Investigation Independence
James Q. Walker
Why You Should Attend
All attorneys must be cognizant of the ethical requirements of practicing law, and in particular, they should be aware of the particular ethical pitfalls that exist within their practice area. At this program, an expert faculty will review and provide practical guidance on current ethical issues faced by attorneys working in banking and financial services. Topics will include attorney-client privilege issues, whistle blower remedies, relevant and timely issues currently facing practicing attorneys in banking and financial services today, and more.
What You Will Learn
- Confidentiality and attorney-client privilege issues when representing banking and financial services clients
- Ethical issues in internal investigations
- As corporate counsel, what are your whistle blower remedies?
- Current ethical issues involving conflicts of interest, multiple representation, and “no contact” rules
- How to represent clients facing parallel investigations
- What is your exposure as a lawyer to civil and regulatory liability?
Special Feature
- Earn three hours of Ethics credit
Who Should Attend
All attorneys in the banking and financial services industry should attend this program.
Program Level: Basic
Intended Audience: All attorneys in banking and financial services.
Prerequisites: None
Advanced Preparation: None