Practical Implications of SEC, FCA, and Related Developments on EU and UK Asset Managers

Our new half-day program is tailored for legal and compliance professionals in the UK and EU asset management sector, who also engage in activities in the United States. This session aims to offer practical insights into compliance strategies, regulatory challenges, and best practices relevant to US federal securities laws. By participating, you'll gain a deeper understanding of the evolving legal landscape, helping to ensure your firm remains compliant and competitive. The program is especially beneficial for practitioners new to these regulations or those seeking updated knowledge on current developments in the US.

Why You Should Attend

This program is designed specifically for legal and compliance professionals working within the UK and EU asset management sector, who are also engaged in activity in the United States. It is geared towards practitioners who are newer to the application of US federal securities laws, as well as those seeking a better understanding of current developments in the US. The program provides an in-depth analysis of the applicable framework, focusing on practical implications for UK and EU asset managers offering services in the US. Participants will gain valuable insights into compliance strategies, regulatory challenges, and best practices to navigate the evolving legal landscape. Join us to stay ahead of regulatory changes and ensure your firm remains compliant and competitive.

What You Will Learn

• Fundamentals of SEC Rules and Regulations for UK/EU Asset Managers Engaging in the United States

• Comparing and Contrasting the US, UK and EU framework re: Sustainability, AI and Outsourcing

• Compliance challenges

Who Should Attend

This program is designed for UK and EU legal and compliance professionals working in asset management who engage in activity in the US.  

Special Features

• Half-day Program

• Post-program cocktail reception (for those attending in person)