Overview
This Course Handbook was compiled for the program, Fintech and Regtech in the Financial Services Industry: Current Issues for Investment Advisers and Broker-Dealers 2024.
PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.
Publication Date: November 2024
ISBN: 978-1-4024-4761-7
Page Count: 182 pages
Number of Volumes: 1