Overview

Why You Should Attend  

This program will provide junior attorneys, securities law paralegals, and other legal professionals with tools needed with respect to SEC practice.   

 

What You Will Learn   

After completing this session, participants will be able to: 

  • Understand the various securities laws and rules that come into play with a securities law paralegal work 
  • Explain how the SEC administers the securities laws 
  • Distinguish the type of filings and research a securities law paralegal will be called upon to make 


Who Should Attend  

Junior Lawyers, Securities law Paralegals, and other Legal Support Professionals 

Topics
Securities and other financial products Regulation, compliance, and enforcement (Securities and other financial products) Securities filings and financial statements
Industries
Securities
Please note that the views and opinions expressed in this program represent those of individual speakers and do not necessarily reflect the views or positions of PLI.

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Credit Details

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