See Credit Details Below
Overview
Why You Should Attend
This year's Securities Arbitration program will feature FINRA Dispute Resolution leadership and arbitrators, as well as noted academics and experienced attorneys who represent both customers and the industry. Our faculty will provide practical tips for arbitrating and mediating securities cases. They discuss ethical challenges involved in the presentation of documents and witnesses during arbitrations. They will explore DEI in the wake of Students for Fair Admissions v. Harvard. Finally, they will look at the latest hot topics and future trends in securities arbitration for 2024.
What You Will Learn
After completing this program, participants will be able to:
- Understand recent developments in FINRA arbitration
- Understand how ethical obligations impact diversity, equity and inclusion
- Avoid ethical mine fields when taking evidence
- Remain neutral while promoting settlement when handling mediations
- Understand the impact of the amended rules governing expungements
- Stay current on hot topics and future trends in securities arbitration in 2024
Who Should Attend
Attorneys and allied professionals who represent customers, brokers or broker-dealers in securities arbitration, or those who are seeking to enter into the practice will benefit from attending. This program is also appropriate for independent arbitrators and mediators.
Special Features:
- Earn up to two hours of Ethics credit depending on your jurisdiction. Please confirm approval for your jurisdiction in the credit information section.
- Earn up to one Diversity, Inclusion and Elimination of Bias credit depending on your jurisdiction. Please confirm approval for your jurisdiction in the credit information section.
- Earn up to one Transitional Skills credit depending on your jurisdiction. Please confirm approval for your jurisdiction in the credit information section.
Program Level: Update
Prerequisites: Attorneys and allied professionals who represent customers, brokers or broker-dealers in securities arbitration, or those who are seeking to enter into the practice will benefit from attending. This program is also appropriate for independent arbitrators and mediators.
Advanced Preparation: None